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STOCKS
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Online Trades:
$2.00 or more per share:
| Market Order(1,000 - 5,000 shares)# |
$ 9.95 |
| Market Order(1 - 999 shares) |
$15.95 |
| Limit Order(1 - 5,000 shares)# |
$18.95 |
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Under $2.00 per share (unlimited shares) $30.00 |
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Phone Trades Placed with Live Specialist:
| $2.00 or more per share (1 – 5,000 shares)# | $19.95 |
| Under $2.00 per share (unlimited shares) | $30.00 |
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Trades through Investment Broker:
| Please check with your broker. If you do not have a broker, please call our client support at 1-888-882-8856 or 1-415-901-0322 |
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| # | Trades over 5,000 shares are charged $0.01 per additional share. |
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| Note: | Commissions are quoted on a "Per Order" basis and are subject to an additional $3.50 service fee per order. An order is defined as the combination of all transactions executed for the same security on the same side for the same account number, at the same price on the same day. |
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OPTIONS
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| Less than $1.00 per contract |
$34.00 + $1.20 per contract |
| $1.00 - $3-15/16 per contract |
$34.00 + $2.00 per contract |
| $4.00 - $6-15/16 per contract |
$34.00 + $2.80 per contract |
| $7.00 and up per contract |
$34.00 + $3.20 per contract |
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MUTUAL FUNDS
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| Schedule of Service Fees* |
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| Service |
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Fee |
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| Money Market Sweep |
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Free |
| Dividend Reinvestment |
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Free |
| Check Writing Privilege |
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First 150 Checks Free |
| Bounced / Returned Check |
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$35.00/Check |
| Stop Payment Request of Money Market Check |
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$30.00/Check |
| Copy of Money Market Check |
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$5.00/Check |
| Copy of Check over 6 Months Old |
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$15.00/Check |
| Copy of Check under 6 Months Old |
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$5.00/Check |
| Copy of Monthly Statement of Confirmation |
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$15.00/Copy |
| DWAC |
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$50.00 |
Outgoing Money Wire - Domestic
- Foreign |
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$25.00/Transfer
$45.00/Transfer |
| Overnight Courier / Mail |
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$25.00/Mail |
| Outgoing ACAT Transfers |
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$150.00/Account |
| Broker to Broker Transfer (DTC Transfer) |
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$10.00/Transfer Per Broker |
| Reorganizations |
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$25.00/Security Issue |
| Accommodation Transfers |
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$25.00/Certificate |
| IRA Termination Fee |
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$100.00/Account |
| IRA Annual Maintenance Fee |
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$25.00/Account Yearly |
| Account Inactivity+ |
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$50.00/Account Yearly |
| Margin Call Mailgram |
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$5.00/Occurrence |
| Extension |
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$5.00/Occurrence |
| Internet Confirmation |
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$1.00/Confirmation |
| Legal Transfer - Standard or Restricted Stock |
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$110.00/Certificate |
| Accommodation Transfers |
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$150.00/Certificate |
| 144 Restricted Stock |
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$250.00/Certificate |
| Safekeeping/Monthly Positio |
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$2.00/Position |
| Safekeeping Deposit |
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$7.50/Position |
| Safekeeping Withdrawal |
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$40.00/Position |
| Buy-in / Sell-out Notices |
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$15.00/Notice |
| Called Bonds |
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$35.00/Call |
| Name Change Request on Stock Certificates: Request to re-register securities in a name other than account registration |
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$25.00/Request |
* Commissions and charges are subject to change without notice. White
Pacific Securities, Inc. reserves the right for term definitions.
+Account Inactivity - Exemptions:
| | | You have an active Margin Account ($2,500 average balance) |
| | | IRA/Retirement Account |
| | | You have an account that has $5,000 or more in Money Fund positions |
| | | If your account is either an Advantage or Valet Account. |
| | | You have more than $50,000 invested in Not Transaction Fee (NTF) Funds. |
| | | Accounts within a "Household" where at least one account is exempt from the fee. |
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| Margin and Cash Debit Interest Rates |
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| Average debit Balance |
Interest Rate Above Broker's Call Money Rate (BC) |
| Below $15,000 |
BC +3.40% |
| $15,000 - $24,999 |
BC +3.15% |
| $25,000 - $49,999 |
BC +2.90% |
| $50,000 - $99,999 |
BC +2.40% |
| 100,000 and above |
BC +1.90% |
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